OMB Information Collection Request
0970 - 0215
Supporting Statement Part A - Justification
June 2025
Type of Request: Revision
Submitted By:
Office of Family Assistance
Administration for Children and Families
U.S. Department of Health and Human Services
Circumstances Making the Collection of Information Necessary
The Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (PRWORA) amended the Social Security Act and created the opportunity under §412 for federally-recognized Indian Tribes to design and operate their own Temporary Assistance for Needy Families (Tribal TANF) programs. Subject to approval by the federal government of their plans, Tribes can receive block grants from the federal government for this purpose (Tribal grantees). Indian Tribes and Tribal organizations are defined by PRWORA as having (except for Alaska) the meaning given such terms by section 4 of the Indian Self-Determination and Education Assistance Act (25 U.S.C. 450b). For Alaska, the non-profit arms of the Alaskan Native Corporations and the Metlakatla Indian Community, Annette Island Reserve are specified as the only entities eligible to be Tribal TANF grantees.
Section 412(g) of PRWORA imposed on Tribal grantees the data collection and reporting requirements of §411. Section 411(a)(1)(A) specifies the data items to be reported. Additional data collection requirements are imposed by §407 (work participation requirements) as modified by §412(c) ('negotiated' Minimum Work Participation Requirements and Time Limits) and §411(b) (Report to Congress).
The number of respondents in section A12 has been updated to reflect an increase in the number of approved Tribal TANF programs. As of 2025, Tribes with approved PL477 plans can choose to use either the new simplified form, Annual 477 Report Forms (OMB Control No. 1076-0135), or continue using the current form (OMB Control No. 0970-0215).
Authority: 42 U.S.C. 607, 611, 612, 613, and 619.
This request is to extend approval of this information collection request with minor updates to instructions to improve formatting, clarity, and consistency.
Purpose and Use of the Information Collection
The data are used to assess Tribal TANF programs to determine if Tribal grantees have met their negotiated work participation rates and to meet Congressional mandated requirements of §411(a)(1)(A) of PRWORA. The data are also used for research and program improvement and to provide descriptions of the populations served, which are published annually on the Office of Family Assistance (OFA) website and in TANF’s annual report to Congress.
Use of Improved Information Technology and Burden Reduction
Tribal grantees file data reports electronically on a quarterly basis using format specifications provided by OFA. The data entered are saved as a text file and submitted via the TANF Data Portal, a new, secure, web-based data reporting system developed by OFA that allows Tribes to submit their data securely through an online interface. The decision to use electronic filing was based on a need to reduce the paperwork burden and to increase the efficiency and timeliness of the data collection.
Efforts to Identify Duplication and Use of Similar Information
In May 2025, the Bureau of Indian Affairs announced significant updates to the annual report template Federally Recognized Tribes use to meet the requirements of the "Indian Employment, Training and Related Services Consolidation Act of 2017," Pub. 115-93 (December 18, 2017),” referred to simply as “PL477.”.
As of 2025, Tribes with approved PL477 plans can choose to use either the new simplified form, Annual 477 Report Forms (OMB Control No. 1076-0135), or continue using the current form (OMB Control No. 0970-0215).
Impact on Small Businesses or Other Small Entities
This collection of information does not impact small businesses or other small entities. It will affect only Tribes.
Consequences of Collecting the Information Less Frequently
Section 411(a) of the statute mandates the collection and reporting of the data quarterly. Other sections of the statute specify when the data collection and reporting required of states is to begin, but Tribes are not covered by those sections. A ruling by the Office of General Counsel stated that OFA may use the rules applicable to states. That is, collection of data could begin six months after the effective date of the program and reporting could be done within 45 days after the end of the quarter. Final regulations for Tribal TANF programs contain those specifications.
Special Circumstances Relating to the Guidelines of 5 CFR 1320.5
This collection of information does not involve any special circumstances and will not result in a system of records.
Comments in Response to the Federal Register Notice and Efforts to Consult Outside the Agency
In accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104-13) and Office of Management and Budget (OMB) regulations at 5 CFR Part 1320 (60 FR 44978, August 29, 1995), ACF published a notice in the Federal Register announcing the agency’s intention to request an OMB review of this information collection activity. This notice was published on April 24, 2025 (90 FR 17253) and provided a sixty-day period for public comment. We did not receive comments.
Explanation of Any Payment or Gift to Respondents
This data collection does not involve any payment or gift to respondents other than block grants for the program paid to Tribes with an approved plan. The block grant is for the entire program including administration.
Assurance of Confidentiality Provided to Respondents
This data collection does not constitute a Privacy Act System of Records.
Justification for Sensitive Questions
This data collection does not contain any questions of a sensitive nature.
Estimates of Annualized Burden Hours and Costs
Estimated Burden Hours
The estimated time per response includes time involved pulling records from files, abstracting information, returning records to files, assembling any other material necessary to provide the requested information, and transmitting the information.
The total number of respondents is determined by the number of approved Tribal TANF programs. The Tribal TANF Data Report is reported quarterly, while the Tribal TANF Annual Report and Tribal TANF Reasonable Cause/Corrective Action Documentation Process are annual reports.
Estimated Cost to Respondents
The cost to respondents was calculated using the Bureau of Labor Statistics (BLS) job code for 21-1099 Community and Social Service Specialists, and wage data from May 2024, which is $28.06 per hour. To account for fringe benefits and overhead, the rate was multiplied by two which is $56.12. https://www.bls.gov/oes/current/oes_stru.htm
We estimate the annualized cost of the hour burden to be $8,002,039. This is based on an estimated average hourly wage of $56.12 for the Tribal staff performing the work multiplied by the 142,588 burden hours.
Information Collection Title |
Total Number of Respondents |
Annual Number of Responses Per Respondent |
Average Burden Hours Per Response |
Annual Burden Hours |
Average Hourly Wage |
Total Annual Cost |
Tribal TANF Data Report - §286.255(b) |
77 |
4 |
451 |
138,908 |
$56.12 |
$7,795,517 |
Tribal TANF Annual Report - §286.275 |
77 |
1 |
40 |
3,080 |
$56.12 |
$172,850 |
Tribal TANF Reasonable Cause / Corrective Action Documentation Process - §286.225; §286.230 |
10 |
1 |
60 |
600 |
$56.12 |
$33,672 |
Estimated Annual Burden and Cost Totals: |
142,588 |
- |
$8,002,039 |
Estimates of Other Total Annual Cost Burden to Respondents and Record Keepers
There is no other required cost associated because there are no changes to how the data files are created. Most Tribes have automated mechanisms to generate these files, often making use of pre-existing freeware that ACF supplied nearly 20 years ago. Some Tribes choose to engage a vendor to assist with additional data entry and reporting software, but this is not required.
Annualized Cost to the Federal Government
We estimate total annual federal burden to be 243 hours. This includes the costs of information collection, development, tests, printing forms, mailing list compilation and maintenance, mailing or enumeration, editing, coding, tabulation, analysis, publication of results, technical assistance, monitoring, and (as necessary) uploading Tribal data. Based on an estimated average hourly federal salary of $100 (including overhead, fringe benefits, etc.), the annual estimated average federal cost is $24,300.
Explanation for Program Changes or Adjustments
There are no changes to the time per response, however, the annual burden hours have been adjusted due to an increase in the total number of respondents. Tribes with approved PL477 plans can choose to use either the new, simplified Annual 477 Report Forms (OMB Control No. 1076-0135), or continue using the current form (OMB Control No. 0970-0215). Additionally, we estimate that only about 10 tribes would need to work on reasonable cause / corrective action documentation each year.
Plans for Tabulation and Publication and Project Time Schedule
We publish these findings in the TANF Annual Report to Congress after we have received all the data for the fiscal year and complete the necessary editing.
Reason(s) Display of OMB Expiration Date is Inappropriate
Not applicable.
Exceptions to Certification for Paperwork Reduction Act Submissions
Not applicable.
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
Author | Jones, Molly (ACF) |
File Modified | 0000-00-00 |
File Created | 2025-06-30 |